Senior Compliance Manager (Wealth Management)

  • Job Ref: J017132MB
  • Sector: Financial Services
  • Location: Dublin
  • Job Type: Permanent
  • Salary: Negotiable

Job Description


Our client is a well established financial institution based in Dublin. They have a requirement for a Senior Compliance Manager to join their Compliance team in a permanent role. Key responsibilities will cover:

  • Subject Matter Expertise for the Regulatory Change Management Process and to the First Line of Defence.
  • To conduct reviews of the marketing/advertising compliance sign-off process.
  • To maintain an Enterprise Compliance Risk framework for the business.
  • To escalate any identified breaches or material Conduct Risk issues.

Requirements for this Role

  • The ideal person for the role must have the following:
  • Strong previous experience (7 years plus) within a compliance role.
  • Experience within the funds, depositary, investment services industries would be beneficial.
  • Knowledge of regulatory areas such as MiFID II and Investor Money Regulations.

About Our Client

Our client is a well established financial institution with offices in Dublin.

Remuneration

€90,000 - €100,000 plus bonus and benefits